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IPC - International
Patent Classification System |
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The IPC system operates
from about 1973 and is used by all the major patent offices when
classifying documents. Because IPC heading s are assigned by a
variety of different bodies, patent family members are often classified
amongst a number of different IPC headings. |
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The IPC is reviewed every
5 years but existing material is not retrospectively re-classified.
As a result, when conducting searches it is often necessary to
classify a search subject more than once in order to select the
appropriate classifications for the entire search period. |
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For a comprehensive manual
search, RWS searchers will utilise the IPC, probably in combination
with other classification systems to produce search lists. The
best and some marginal headings would be covered to allow for
differences in classification of documents by various Patent Offices. |
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CAPRI |
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For searches extending
before 1973 (e.g. a validity search of a mechanical invention),
RWS utilises the CAPRI system containing some 12,000,000 reclassified
documents from major countries. CAPRI stands for the Computerised
Administration of Patent documents Reclassified
by International Patent Classification, which in simple
terms means that all patent documents which were published before
1973, i.e. before the effective starting date of the IPC, have
been retrospectively reclassified by patent examiners, according
to the IPC. For example, using the CAPRI system, patents indexed
under a particular IPC heading, say F16D 47/06, can be reviewed
for the period 1920-1972, while the period 1973 to date can be
covered according to the same IPC heading. This is particularly
significant for general and mechanical inventions; it allows a
subject matter search to be conducted over a long search period
and on a consistent technical classification basis. |
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ECLA - European Patent
Office Classification System |
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European Patent Office
(EPO) examiners instigated the ECLA system originally as an internal
search tool. ECLA headings are assigned to patents by EPO examiners
on the basis of subject matter; they do not depend upon the IPC
printed on the original document. In general the ECLA provides
a number of sub-divisions for IPC headings and is often considered
as a prototype for the next edition of the IPC. As the ECLA is
far more sub-divided than the IPC, it is possible to select definitions
which are more narrowly defined (i.e. the search is more closely
targeted to the subject area). However, under the ECLA system
less cross-referencing between headings occurs than under the
IPC system and therefore an ECLA search is not as broad as the
corresponding IPC search. |
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An advantage of searches
by ECLA is that when new headings are created material in existing
headings is retrospectively re-classified (as is the case in the
new US Patent Classification for example), and therefore the search
can be conducted using one or several headings that cover the
entire search period. In addition the ECLA is updated monthly
to cope with changes in "fast moving" technologies. |
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The ECLA headings never
appear on the printed publication, even on EP applications or
patents. RWS stores ECLA codes within its own proprietary database. |
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USPC - US Patent Office
Classification System |
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Whereas the IPC and ECLA
are based on the same principles, the US classification system
is organised very differently. Many Intellectual Property professionals
in Europe are unfamiliar with the classification system. Likewise,
US examiners are not very accurate in assigning IPC headings to
patents and mainly work from a rather crude concordance list.
As a result, to search US publications by IPC either manually
or electronically is prone to deliver highly unreliable results. |
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RWS never conducts searches
or watches of US publications by the IPC accorded by US examiners.
We are well-versed with the USPC. An advantage of USPC searches
is that all US publications are retrospectively re-classified
when new headings are created (as in the case in the ECLA) and
therefore the search can be conducted using one or several headings
that cover the entire search period. |
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Alternatively, we may
also search US patents via the ECLA system (see above). The classification
headings are in this case much more reliable than the IPC headings
given to US patent documents because they have been accorded by
EPO examiners who are experts in this system. |
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